Assessor Resource

RIIRAI612D
Establish and maintain underground product haulage and transport systems

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to establish and maintain underground product haulage and transport systems in Metalliferous mining.

This unit is appropriate for those working in management roles.

No licensing, legislation or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare to develop product haulage and transport systems

1.1 Access, interpret and apply develop product haulage and transport systems documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Identify the requirements for product haulage and transport systems

1.6 Identify systems options from an analysis of technical, operational and financial information

1.7 Develop a system specification from a comprehensive analysis of mine needs

1.8 Select systems options on the basis of performance against criteria

2. Select equipment for product haulage and transport systems

2.1 Identify the requirements for product haulage and transport equipment against systems requirements

2.2 Scope the work requirement and develop key selection criteria, including hazard identification and risk analysis

2.3 Develop a specification for the required product haulage and/or transport equipment

2.4 Select equipment solutions on the basis of performance against criteria

3. Establish installation and commissioning procedures

3.1 Establish hazard identification and risk analysis procedures

3.2 Develop and establish procedures for integrating new and existing mine product haulage and transport systems and processes

3.3 Develop safe operating procedures

3.4 Develop and establish installation and commissioning procedures

3.5 Establish a program, including systems and procedures, to meet identified training requirements

3.6 Establish emergency response plans and procedures

4. Establish systems for the operation and maintenance of product haulage and transport systems and equipment

4.1 Develop operational procedures and incorporate into site documentation

4.2 Develop maintenance procedures and incorporate into site documentation

4.3 Develop and establish procedures for reviewing and modifying work processes

5. Establish systems for audit and review of product haulage and transport systems and equipment

5.1 Establish procedures to evaluate and confirm system and equipment compliance

5.2 Identify and assess future systems and equipment requirements and incorporate into planning processes

5.3 Establish procedures to confirm the currency of and compliance with maintenance and safety standards

5.4 Establish the recording and reporting system for equipment information

5.5 Establish procedures for incorporating feedback into the audit/review system

5.6 Establish procedures to confirm the currency, relevance and compliance of the training program

5.7 Establish procedures for response to non-compliances or other discrepancies/deficiencies

5.8 Audit emergency response plans and procedures for compliance

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient establishing and maintenance of underground product haulage and transport systems including:

accessing, interpreting and applying the required documentation and information

developing, implementing, communicating and maintaining systems, methods and procedures

identifying hazards and analysing and evaluating risks developing and implementing audit review processes

works effectively with others to establish and maintain underground product haulage and transport systems that meets all the required outcomes including:

managing people and processes

coordinating human, financial and physical resources

developing, initiating and administering work plans, systems and procedures

engaging internal and external stakeholders

demonstrates completion of the establishment and maintenance of underground product haulage and transport systems that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the relevant information and scope of the work

identifying and selecting viable system options

identifying all aspects of the operations, systems and equipment

completing audit and review of systems and equipment

identifying, forecasting, obtaining and allocating required resources

completing equipment selection processes including scoping and specifications

The candidate must demonstrate knowledge of the following establishing and maintaining underground product haulage and transport systems through:

applying legislative, organisation and site requirements and procedures for:

planning and strategic management

human resource management

business planning

hazard identification and risk management

work, health and safety

environment

managing customer/client relations

operations, plant and equipment requirements

statutory/legal controls

managing organisational objectives

work planning and coordination

site environmental monitoring

mine operation

mine reporting

maintenance surveying

managing technical information

firefighting systems

training needs analysis techniques

manufacturer’s instructions

computer based systems

emergency response planning processes and techniques

geological structure information

principles of mine design accessing, interpreting and applying mine plans

power sources including electrical, hydraulic, pneumatic, diesel

product haulage and transport equipment and systems; the types, uses, characteristics and limitations

safety design features

specification design criteria

stores system

training and assessment systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare to develop product haulage and transport systems

1.1 Access, interpret and apply develop product haulage and transport systems documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Identify the requirements for product haulage and transport systems

1.6 Identify systems options from an analysis of technical, operational and financial information

1.7 Develop a system specification from a comprehensive analysis of mine needs

1.8 Select systems options on the basis of performance against criteria

2. Select equipment for product haulage and transport systems

2.1 Identify the requirements for product haulage and transport equipment against systems requirements

2.2 Scope the work requirement and develop key selection criteria, including hazard identification and risk analysis

2.3 Develop a specification for the required product haulage and/or transport equipment

2.4 Select equipment solutions on the basis of performance against criteria

3. Establish installation and commissioning procedures

3.1 Establish hazard identification and risk analysis procedures

3.2 Develop and establish procedures for integrating new and existing mine product haulage and transport systems and processes

3.3 Develop safe operating procedures

3.4 Develop and establish installation and commissioning procedures

3.5 Establish a program, including systems and procedures, to meet identified training requirements

3.6 Establish emergency response plans and procedures

4. Establish systems for the operation and maintenance of product haulage and transport systems and equipment

4.1 Develop operational procedures and incorporate into site documentation

4.2 Develop maintenance procedures and incorporate into site documentation

4.3 Develop and establish procedures for reviewing and modifying work processes

5. Establish systems for audit and review of product haulage and transport systems and equipment

5.1 Establish procedures to evaluate and confirm system and equipment compliance

5.2 Identify and assess future systems and equipment requirements and incorporate into planning processes

5.3 Establish procedures to confirm the currency of and compliance with maintenance and safety standards

5.4 Establish the recording and reporting system for equipment information

5.5 Establish procedures for incorporating feedback into the audit/review system

5.6 Establish procedures to confirm the currency, relevance and compliance of the training program

5.7 Establish procedures for response to non-compliances or other discrepancies/deficiencies

5.8 Audit emergency response plans and procedures for compliance

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient establishing and maintenance of underground product haulage and transport systems including:

accessing, interpreting and applying the required documentation and information

developing, implementing, communicating and maintaining systems, methods and procedures

identifying hazards and analysing and evaluating risks developing and implementing audit review processes

works effectively with others to establish and maintain underground product haulage and transport systems that meets all the required outcomes including:

managing people and processes

coordinating human, financial and physical resources

developing, initiating and administering work plans, systems and procedures

engaging internal and external stakeholders

demonstrates completion of the establishment and maintenance of underground product haulage and transport systems that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the relevant information and scope of the work

identifying and selecting viable system options

identifying all aspects of the operations, systems and equipment

completing audit and review of systems and equipment

identifying, forecasting, obtaining and allocating required resources

completing equipment selection processes including scoping and specifications

The candidate must demonstrate knowledge of the following establishing and maintaining underground product haulage and transport systems through:

applying legislative, organisation and site requirements and procedures for:

planning and strategic management

human resource management

business planning

hazard identification and risk management

work, health and safety

environment

managing customer/client relations

operations, plant and equipment requirements

statutory/legal controls

managing organisational objectives

work planning and coordination

site environmental monitoring

mine operation

mine reporting

maintenance surveying

managing technical information

firefighting systems

training needs analysis techniques

manufacturer’s instructions

computer based systems

emergency response planning processes and techniques

geological structure information

principles of mine design accessing, interpreting and applying mine plans

power sources including electrical, hydraulic, pneumatic, diesel

product haulage and transport equipment and systems; the types, uses, characteristics and limitations

safety design features

specification design criteria

stores system

training and assessment systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply develop product haulage and transport systems documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Identify the requirements for product haulage and transport systems 
Identify systems options from an analysis of technical, operational and financial information 
Develop a system specification from a comprehensive analysis of mine needs 
Select systems options on the basis of performance against criteria 
Identify the requirements for product haulage and transport equipment against systems requirements 
Scope the work requirement and develop key selection criteria, including hazard identification and risk analysis 
Develop a specification for the required product haulage and/or transport equipment 
Select equipment solutions on the basis of performance against criteria 
Establish hazard identification and risk analysis procedures 
Develop and establish procedures for integrating new and existing mine product haulage and transport systems and processes 
Develop safe operating procedures 
Develop and establish installation and commissioning procedures 
Establish a program, including systems and procedures, to meet identified training requirements 
Establish emergency response plans and procedures 
Develop operational procedures and incorporate into site documentation 
Develop maintenance procedures and incorporate into site documentation 
Develop and establish procedures for reviewing and modifying work processes 
Establish procedures to evaluate and confirm system and equipment compliance 
Identify and assess future systems and equipment requirements and incorporate into planning processes 
Establish procedures to confirm the currency of and compliance with maintenance and safety standards 
Establish the recording and reporting system for equipment information 
Establish procedures for incorporating feedback into the audit/review system 
Establish procedures to confirm the currency, relevance and compliance of the training program 
Establish procedures for response to non-compliances or other discrepancies/deficiencies 
Audit emergency response plans and procedures for compliance 
Access, interpret and apply develop product haulage and transport systems documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Identify the requirements for product haulage and transport systems 
Identify systems options from an analysis of technical, operational and financial information 
Develop a system specification from a comprehensive analysis of mine needs 
Select systems options on the basis of performance against criteria 
Identify the requirements for product haulage and transport equipment against systems requirements 
Scope the work requirement and develop key selection criteria, including hazard identification and risk analysis 
Develop a specification for the required product haulage and/or transport equipment 
Select equipment solutions on the basis of performance against criteria 
Establish hazard identification and risk analysis procedures 
Develop and establish procedures for integrating new and existing mine product haulage and transport systems and processes 
Develop safe operating procedures 
Develop and establish installation and commissioning procedures 
Establish a program, including systems and procedures, to meet identified training requirements 
Establish emergency response plans and procedures 
Develop operational procedures and incorporate into site documentation 
Develop maintenance procedures and incorporate into site documentation 
Develop and establish procedures for reviewing and modifying work processes 
Establish procedures to evaluate and confirm system and equipment compliance 
Identify and assess future systems and equipment requirements and incorporate into planning processes 
Establish procedures to confirm the currency of and compliance with maintenance and safety standards 
Establish the recording and reporting system for equipment information 
Establish procedures for incorporating feedback into the audit/review system 
Establish procedures to confirm the currency, relevance and compliance of the training program 
Establish procedures for response to non-compliances or other discrepancies/deficiencies 
Audit emergency response plans and procedures for compliance 

Forms

Assessment Cover Sheet

RIIRAI612D - Establish and maintain underground product haulage and transport systems
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIRAI612D - Establish and maintain underground product haulage and transport systems

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: